Solicitation: Difference between revisions

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(Created page with "Going out and asking for it. As opposed to reverse solicitation, where one sits demurely at the side of the dance-floor, waiting quietly, silently, nervously for some gorg...")
 
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Going out and asking for it. As opposed to [[reverse solicitation]], where one sits demurely at the side of the dance-floor, waiting quietly, silently, nervously for some gorgeous paramour to approach and beg the indulgence of a tango. Of some interest to those without passports wishing to provide in-scope {{tag|MiFID}} services to Europeans, and [[foreign broker-dealer]]s wishing to provide brokerage services to [[U.S. person]]s.
Going out and asking for it. As opposed to [[reverse solicitation]], where one sits demurely at the side of the hall, waiting quietly, silently, nervously for some gorgeous paramour to approach and beg the indulgence of a tango, and really hoping it won’t be that fat guy with the comb-over.  
 
In financial markets, of some interest to those without [[EU passport|passports]] wishing to provide in-scope {{tag|MiFID}} services to Europeans, and [[foreign broker-dealer]]s wishing to provide brokerage services to [[U.S. person|American]]s.


{{seealso}}
{{seealso}}
*[[Reverse solicitation]]
*[[Reverse solicitation]]
*Rule [[15a-6]]
*Rule [[15a-6]]

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