82,976
edits
Permitted Receivers - OneNDA Provision: Difference between revisions
Jump to navigation
Jump to search
Permitted Receivers - OneNDA Provision (view source)
Revision as of 15:07, 15 May 2019
, 15 May 2019no edit summary
Amwelladmin (talk | contribs) (Created page with "{{confianat|Permitted disclosees}} The kinds of people you’ll want to allow access to the {{confiprov|confidential information}} under a {{confi}}. ===Who’s in=== *'''...") |
Amwelladmin (talk | contribs) No edit summary |
||
| Line 7: | Line 7: | ||
*'''[[Regulator|Regulators]]''' — compulsory disclosure to competent regulatory bodies, courts, and so on. Marginally more controversial is the obligation to disclose at polite but non-binding request of regulators. | *'''[[Regulator|Regulators]]''' — compulsory disclosure to competent regulatory bodies, courts, and so on. Marginally more controversial is the obligation to disclose at polite but non-binding request of regulators. | ||
===Who’s out=== | ===Who’s out=== | ||
*Employees who don't have a [[need to know]]: Especially those employed in front office trading capacities. The [[agent lending]] market has developed sophisticated masking strategies so that borrower’s books and records don’t carry the identities of their principals. If you are in the business of bringing in new clients don’t be alarmed at requests to restrict disclosure to [[KYC]], [[credit]], [[compliance]] and onboarding teams. | |||
===Conditions=== | ===Conditions=== | ||
{{regulator requests}} | |||