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Template:Nutshell Equity Derivatives 9.11: Difference between revisions
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Template:Nutshell Equity Derivatives 9.11 (view source)
Revision as of 10:24, 12 May 2022
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:(ii) '''Transfer restrictions''': any restrictions or required consents to transfer of the {{eqderivprov|Shares}} by any person, <br> | :(ii) '''Transfer restrictions''': any restrictions or required consents to transfer of the {{eqderivprov|Shares}} by any person, <br> | ||
:(iii) '''Transferee limitations''': any limitations on who may be transferred such {{eqderivprov|Shares}}, <br> | :(iii) '''Transferee limitations''': any limitations on who may be transferred such {{eqderivprov|Shares}}, <br> | ||
:(iv) '''Certification requirements''': Any approval, consent, opinion or notice from any person before transfer | :(iv) '''Certification requirements''': Any approval, consent, opinion or notice from any person before transfer, and <br> | ||
:(v) '''Registration''': any registration, qualification or prospectus delivery requirement for such {{eqderivprov|Shares}} under applicable laws. | :(v) '''Registration''': any registration, qualification or prospectus delivery requirement for such {{eqderivprov|Shares}} under applicable laws. | ||
:(vi) '''Book-entry form''': Where a {{eqderivprov|Clearance System}} is involved, the {{eqderivprov|Shares}} are properly in book-entry form. <br> | :(vi) '''Book-entry form''': Where a {{eqderivprov|Clearance System}} is involved, the {{eqderivprov|Shares}} are properly in book-entry form. <br> | ||