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Rule on Inducements - COBS Provision: Difference between revisions
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Rule on Inducements - COBS Provision (view source)
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*FCA’s [[Perimeter Guidance Rules]] | |||
*COBS {{cobsprov|11.6.3}} et seq. regarding ({{cobsprov|Use of dealing commission}}), and also [[corporate access]]. | *COBS {{cobsprov|11.6.3}} et seq. regarding ({{cobsprov|Use of dealing commission}}), and also [[corporate access]]. | ||
*{{cobsprov|2.3.1}} - the {{cobsprov|Rule on Inducements}} | *{{cobsprov|2.3.1}} - the {{cobsprov|Rule on Inducements}} | ||
*[http://www.kwm.com/en/uk/knowledge/insights/the-mifid-ii-inducements-regime-20161026 Good article on rebates and retrocessions] | *[http://www.kwm.com/en/uk/knowledge/insights/the-mifid-ii-inducements-regime-20161026 Good article on rebates and retrocessions] | ||