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Obligation to make unexecuted client limit orders public - COBS Provision: Difference between revisions
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Obligation to make unexecuted client limit orders public - COBS Provision (view source)
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Amwelladmin (talk | contribs) (Created page with "{{subst:cobsp|11.4.1}}") |
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{{cobssnap|11.4.1}} | {{cobssnap|11.4.1}} | ||
====Commentary==== | |||
Question before the house is what form this "express instruction" needs to take. Can it be deemed, or embedded in unilaterally imposed terms of business prepared by a firm and accepted by conduct by a client placing an order? | |||
Compare COBS {{cobsprov|11.2.26}}, wherein a client's '''prior ''express'' consent''' is considered by one and all to involve actual acknowledgment, and contrast with COBS {{cobsprov|11.2.25}} where a client's '''prior consent''' is not... | |||
{{cobsanatomy}} | {{cobsanatomy}} | ||