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• Securities and Exchange Commission
  ...s industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.
  349 bytes (53 words) - 15:41, 28 January 2021
• Category:Securities and Exchange Commission
  0 members (0 subcategories, 0 files) - 16:51, 1 April 2015
• 28 - Securities Exchange Act Provision
  #REDIRECT [[28(e) - Securities Exchange Act Provision]]
  55 bytes (7 words) - 09:22, 14 September 2017
• Category:Securities Exchange Act of 1934
  0 members (0 subcategories, 0 files) - 17:33, 12 June 2018
• Template:Securities Exchange Act 1934 28(e)
  ...], [[broker]], or [[dealer]] an amount of [[commission]] for effecting a [[securities transaction]] in excess of the amount of [[commission]] another member of a
  2 KB (236 words) - 08:52, 14 September 2017
• 28(e) - Securities Exchange Act Provision
  *[[Securities Exchange Act of 1934]]
  149 bytes (15 words) - 11:36, 18 January 2020

Page text matches

• Prospectus liability
  Call the [[mediocre lawyer|attorneys]]! The [[Securities and Exchange Act|Securities and Exchange Act of 1933]] is lurking somewhere nearby. THIS IS NOT A DRILL {{c2|Securities|US Regulation}}
  232 bytes (33 words) - 10:17, 4 September 2017
• Template:ISDA English Law Credit Support Deed 2018 Appropriation Value
  ...|Relevant Securities}}”) the fair market value of the Rele{{imcsdprov|vant Securities}} determined by the {{imcsdprov|Secured Party}}, acting [[in good faith and ...r maturities, terms and credit characteristics as the {{imcsdprov|Relevant Securities}} supplied by one or more third parties; <br>
  1 KB (218 words) - 16:28, 4 May 2021
• Securities and Exchange Commission
  ...s industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.
  349 bytes (53 words) - 15:41, 28 January 2021
• Template:Bonds listed
  ===Why aren’t [[debt securities]] [[traded on exchange]]?=== ...ng facility|organised trading facilities]] or [[over-the-counter]], [[debt securities]] ([[bond|bonds]], [[note|notes]], [[MTN]]s, [[certificate of deposit|certi
  2 KB (239 words) - 10:19, 20 May 2019
• SEC Rule 15c2-1
  ...ies Exchange Act of 1934]] that deals with [[rehypothecation]] of clients’ securities. See especially Rule 15c2-1(a)(1). *Rule [[15c3]] of the [[Securities Exchange Act of 1934]]
  424 bytes (64 words) - 18:44, 6 January 2021
• Regulation M
  [[Regulation M]] promulgated under the [[Securities Exchange Act of 1934]] is where you will find [[Rule 105]], about [[short s {{c|US Securities Regulation}}
  185 bytes (25 words) - 13:54, 28 September 2017
• Template:Seaprov
  [[{{{1}}} - Securities Exchange Act Provision|{{{1}}}]]{{C|US Securities Regulation}}
  85 bytes (9 words) - 08:40, 14 September 2017
• Template:2002 ISDA Equity Derivatives Definitions 6.3(d)
  ...Basket Transaction}}, any relevant {{eqderivprov|Exchange}}(s) relating to securities that comprise 20 percent or more of the level of the relevant {{eqderivprov
  1 KB (159 words) - 13:38, 14 July 2017
• Template:Sea Template
  Securities Exchange Act
  23 bytes (3 words) - 08:45, 14 September 2017
• Template:Nutshell Equity Derivatives 6.3(b)
  ...are}} on the {{eqderivprov|Exchange}} (or on {{eqderivprov|Exchange}}s for securities comprising at least 20 percent of the {{eqderivprov|Index}} level, for any
  639 bytes (84 words) - 08:39, 27 March 2020
• Template:Anattitle-sea
  {{anattitle|Securities Exchange Act}}
  37 bytes (4 words) - 12:47, 28 November 2018
• SEC
  #redirect[[Securities and Exchange Commission]]
  47 bytes (5 words) - 15:20, 14 November 2016
• Exchange Act
  #redirect[[Securities Exchange Act of 1934]]
  44 bytes (5 words) - 13:01, 7 May 2019
• 28 - Securities Exchange Act Provision
  #REDIRECT [[28(e) - Securities Exchange Act Provision]]
  55 bytes (7 words) - 09:22, 14 September 2017
• Template:GMRA 2000 8(d)
  ...nge of {{gmraprov|Equivalent Margin Securities}} and new {{gmraprov|Margin Securities}} effected under this sub paragraph does not give rise to any net payment o
  1 KB (227 words) - 16:34, 30 November 2018
• Template:Nutshell Equity Derivatives 6.3(d)
  ...Exchange}} closures (for an {{eqderivprov|Index Transaction}}, relating to securities comprising at least 20 percent of the {{eqderivprov|Index}}) or any {{eqder
  660 bytes (90 words) - 15:10, 2 July 2020
• Template:M premium summary repack negotiable instrument
  *Are bearer securities promissory notes under the Bills of Exchange Act? A curious Canadian view f
  300 bytes (54 words) - 11:08, 21 June 2023
• Template:2002 ISDA Equity Derivatives Definitions 6.3(b)
  ...sket Transaction}} on any relevant {{eqderivprov|Exchange}}(s) relating to securities that comprise 20 percent or more of the level of the relevant {{eqderivprov
  939 bytes (124 words) - 15:18, 4 April 2018
• Template:M gen Equity Derivatives 6.3(a)
  ...n {{eqderivprov|Index}}, the disruption needs to affect 20% of more of the securities comprising the {{eqderivprov|Index}} for the {{eqderivprov|Index}} to be tr
  1 KB (158 words) - 23:37, 26 March 2020
• Category:US Securities Regulation
  **[[Securities Act of 1933]] **[[Securities Exchange Act of 1934]]
  15 members (0 subcategories, 0 files) - 17:47, 15 November 2018