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  • [[Covered bond]]s are [[Debt security|debt securities]] issued by a financial institution and [[secured]] against a pool of assets designed to cover bondholder claim ...l institution. Under [[asset-backed security|asset-backed securities]] the financial instrument transfers them to an [[espievie]] and so gets them off balance s
    1 KB (162 words) - 11:36, 18 January 2020
  • ...tesy of the [[moral hazard]] of being a [[systemically important financial institution]], namely one that is [[too big to fail]].
    296 bytes (49 words) - 13:38, 17 March 2023
  • ...stitution owned by central banks which “fosters international monetary and financial cooperation and serves as a bank for central banks”. You can just imagine ...II|number 3]] now – pursuing global domination did I say domination I mean financial stability. It is based in Basel, {{tag|Switzerland}}, with representative o
    920 bytes (140 words) - 11:36, 18 January 2020
  • ...often, in your daily travels, you interact with the regulated bits of the financial system. In a nutshell the following are financial counterparties:
    2 KB (291 words) - 13:25, 28 June 2023
  • ...pingly obvious opportunity for perfidy presented by allowing a [[financial institution]] to use its customer deposits to capitalise its investment banking — in ...the [[Gramm-Leach-Bliley Act|Gramm–Leach–Bliley Act]], also known as the [[Financial Services Modernization Act of 1999]], to repeal them.''
    3 KB (440 words) - 08:17, 24 February 2022
  • ...rty Diagram.png|thumb|500px|Like so]]}}An [[agent]] (usually a [[financial institution]] with a significant [[wealth management]] or [[asset management ]] busines
    849 bytes (113 words) - 11:06, 13 April 2022
  • ...inst [[strategically important financial institution]]s ({{tag|SIFI}}s) in financial distress as a result of applicable "[[special resolution regime]]s ({{tag|S ...ding derivatives contracts, giving regulators time to resolve the troubled institution in an orderly way.
    2 KB (355 words) - 16:33, 13 October 2015
  • ..., you are set for success in the [[legal department]] of a large financial institution.
    899 bytes (134 words) - 18:18, 3 February 2022
  • 3. Financial derivative instruments (FDI) must be dealt in on a market which is regulate ...CITS 9 or an investment firm, authorised in accordance with the Markets in Financial Instruments Directive in an EEA Member State, or is an entity subject to re
    3 KB (475 words) - 10:36, 12 February 2015
  • ...a financial institution that provides clearing and settlement services for financial and commodities derivatives and securities transactions. These transactions
    2 KB (264 words) - 13:59, 8 September 2016
  • ...erday}}}}One of those fabulous men and women whose job is to make sure the institution they represent doesn’t unwittingly poke itself in the eye. ...much as gruffly reprimanded for not anticipating the forthcoming [[global financial crisis]]: the [[circle of escalation]] saw to that.</ref> so you shouldn’
    2 KB (246 words) - 13:04, 14 April 2023
  • ...ny and Switzerland), nor the kind of hoopy dude — a [[financial services]] institution of some sort, in other words — to whom [[AET]] would normally apply. The
    2 KB (271 words) - 10:14, 13 December 2020
  • ...orrower''': Where the {{pgmslaprov|Borrower}} is a [[bank]] or [[financial institution]] that would incur a capital/balance sheet charge under [[Basel III|Basel]] ...on''-FI Lender''' Where the {{pgmslaprov|Lender}} is ''not'' a [[financial institution]], but rather is owner of long assets which it is seeking to enhance yield
    6 KB (914 words) - 16:39, 6 December 2021
  • ...aradigm case of the second kind of renter is the global financial services institution. There are comparatively few of them, but each has a desperate, ongoing nee
    2 KB (338 words) - 10:23, 10 October 2021
  • ...]] the underlying asset or item can be [[currencies]], [[securities]] or [[financial instruments]] and intangible assets or referenced items such as [[stock ind ...es a trade taking place in the future, the purpose of the futures exchange institution is to act as intermediary and minimize the risk of default by either party.
    4 KB (576 words) - 15:51, 8 September 2016
  • Things that, courtesy of that tremendous fiction, the [[corporate veil]], an institution may be [[deemed]] to know, but about which none of its present representati ...by the [[Financial Services Modernization Act of 1999]] — hello, [[global financial crisis]]<ref>Yes, yes — I know it wasn’t ''just'' the repeal of [[Glass
    5 KB (725 words) - 10:55, 7 February 2023
  • The first thing to note is this covers money and financial instruments ''belonging to the client'' (see CASS [[6.1.1 - CASS Provision| ...a client in the course of its MiFID business''.” The broker is not holding financial instruments belonging to a client.
    6 KB (917 words) - 11:36, 18 January 2020
  • [[Markets in Financial Instruments Directive]] {{eudirective|2004|39|EC}} (known as "[[MiFID]]"). (b) a credit institution authorised in accordance with Directive 2000/12/EC; <br>
    3 KB (512 words) - 13:20, 23 January 2018
  • ...further from the truth: every transaction with a corporation is a direct, financial, participation in what it does, and represents a benefit that it wants and ...unist Party in other times and places, The Corporation is today’s dominant institution.}}
    7 KB (1,155 words) - 12:49, 24 April 2024
  • ...a [[letter]]-reading service'''. You are employed by a regulated financial institution. By having even got in the door, you are presumed to have some kind of high
    4 KB (598 words) - 14:02, 10 December 2020
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