Suitability (including basic advice) - COBS Provision: Revision history

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3 February 2016

  • curprev 16:5916:59, 3 February 2016Amwelladmin talk contribs 711 bytes +711 Created page with "COBS 9.2.8 R (1) If a firm makes a personal recommendation or manages investments for a professional client in the course of MiFID or equivalent third country business, it is..."