Template:CASS 7.10.1

From The Jolly Contrarian
Jump to navigation Jump to search

as of 26/2/2020
7.10.1 This chapter applies to a firm that receives money from or holds money for, or on behalf of, a client in the course of, or in connection with, its:

(1) MiFID business; and/or
(2) designated investment business; and/or
(3) stocks and shares ISA business; and/or
(4) innovative finance ISA business; and/or
(5) lifetime ISA business,

unless otherwise specified in this section.