Template:Nutshell GMSLA 10.1(h): Difference between revisions
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:{{gmslaprov|10(h)}} '''{{gmslaprov|Regulatory default}}''': It is declared in default by the appropriate authority or is suspended or expelled from any securities exchange or other self-regulatory organisation, or is suspended from securities dealing by any government agency, for not meeting any requirements relating to financial resources or credit rating; | :{{gmslaprov|10.1(h)}} '''{{gmslaprov|Regulatory default}}''': It is declared in default by the appropriate authority or is suspended or expelled from any securities exchange or other self-regulatory organisation, or is suspended from securities dealing by any government agency, for not meeting any requirements relating to financial resources or credit rating; | ||
Latest revision as of 18:28, 7 January 2022
- 10.1(h) Regulatory default: It is declared in default by the appropriate authority or is suspended or expelled from any securities exchange or other self-regulatory organisation, or is suspended from securities dealing by any government agency, for not meeting any requirements relating to financial resources or credit rating;