Template:Nutshell MiFID 2 42

From The Jolly Contrarian
Revision as of 10:21, 7 December 2018 by Amwelladmin (talk | contribs) (Created page with "{{mifid2prov|42}}. '''{{mifid2prov|Provision of services at the exclusive initiative of the client}}''' <br> Where an EU {{cobsprov|client}} solicits (exclusively) an investme...")
(diff) ← Older revision | Latest revision (diff) | Newer revision → (diff)
Jump to navigation Jump to search

42. Provision of services at the exclusive initiative of the client
Where an EU client solicits (exclusively) an investment service from a third-country firm, the third-country firm is not required to be authorised under Article 39 for that investment service. Just because a client has made such a solicitation it does not entitle the third-country firm to market other investment products or services to that client.