US Securities Regulation: Difference between revisions
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*'''Regulations''': [[Regulation D]], [[Regulation S]], | *'''Regulations''': [[Regulation D]], [[Regulation S]], | ||
*'''Rules''': Rule [[15a-6]], [[Rule 144A]], | *'''Rules''': Rule [[15a-6]], [[Rule 144A]], | ||
*'''Statutes, Ancient and Modern''': [[Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010]], [[Investment Company Act of 1940]], [[Investment Advisers Act]] of 1940, [[Securities Act of 1933]], [[Securities Exchange Act of 1934]], [[Investment Advisers Act of 1940]], [[safe harbor]]s, [[US person]]s, [[Investment Company Act of 1940]], [[Employee Retirement Income Security Act]], all magnanimously stewarded by those wonderful officers of the New York courts, [[US attorney]]s. | *'''Statutes, Ancient and Modern''': | ||
*[[Securities Act of 1933]] | |||
*[[Securities Exchange Act of 1934]] | |||
*[[Commodity Exchange Act of 1936]] | |||
*[[Investment Advisers Act of 1940]] | |||
*[[Investment Company Act of 1940]] | |||
*[[Commodity Futures Modernization Act of 2000]] | |||
*[[Employee Retirement Income Security Act of 1974]] | |||
*[[Foreign Account Tax Compliance Act of 2009]] | |||
*[[Wall Street Reform and Consumer Protection Act of 2010]] | |||
[[Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010]], [[Investment Company Act of 1940]], [[Investment Advisers Act]] of 1940, [[Securities Act of 1933]], [[Securities Exchange Act of 1934]], [[Investment Advisers Act of 1940]], [[safe harbor]]s, [[US person]]s, [[Investment Company Act of 1940]], [[Employee Retirement Income Security Act]], all magnanimously stewarded by those wonderful officers of the New York courts, [[US attorney]]s. | |||
*'''{{t|Metaphor}}s''': [[safe harbor]]s, [[US person]]s, | *'''{{t|Metaphor}}s''': [[safe harbor]]s, [[US person]]s, | ||
{{C|US Securities Regulation]] | {{C|US Securities Regulation]] | ||
Revision as of 15:44, 28 September 2017
A magical menagerie of:
- Regulations: Regulation D, Regulation S,
- Rules: Rule 15a-6, Rule 144A,
- Statutes, Ancient and Modern:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Commodity Exchange Act of 1936
- Investment Advisers Act of 1940
- Investment Company Act of 1940
- Commodity Futures Modernization Act of 2000
- Employee Retirement Income Security Act of 1974
- Foreign Account Tax Compliance Act of 2009
- Wall Street Reform and Consumer Protection Act of 2010
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, Investment Advisers Act of 1940, safe harbors, US persons, Investment Company Act of 1940, Employee Retirement Income Security Act, all magnanimously stewarded by those wonderful officers of the New York courts, US attorneys.
{{C|US Securities Regulation]]