US Securities Regulation: Difference between revisions

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*'''Rules''': Rule [[15a-6]], [[Rule 144A]],  
*'''Rules''': Rule [[15a-6]], [[Rule 144A]],  
*'''Statutes, Ancient and Modern''':
*'''Statutes, Ancient and Modern''':
*[[Securities Act of 1933]]
**[[Securities Act of 1933]]
*[[Securities Exchange Act of 1934]]
**[[Securities Exchange Act of 1934]]
*[[Commodity Exchange Act of 1936]]
**[[Commodity Exchange Act of 1936]]
*[[Investment Advisers Act of 1940]]
**[[Investment Advisers Act of 1940]]
*[[Investment Company Act of 1940]]
**[[Investment Company Act of 1940]]
*[[Commodity Futures Modernization Act of 2000]]
**[[Commodity Futures Modernization Act of 2000]]
*[[Employee Retirement Income Security Act of 1974]]
**[[Employee Retirement Income Security Act of 1974]]
*[[Foreign Account Tax Compliance Act of 2009]]
**[[Foreign Account Tax Compliance Act of 2009]]
*[[Wall Street Reform and Consumer Protection Act of 2010]]
**[[Wall Street Reform and Consumer Protection Act of 2010]]
*'''{{t|Metaphor}}s''': [[safe harbor]]s, [[US person]]s, [[fish or cut bait]]
all magnanimously stewarded by those wonderful officers of the New York courts, [[US attorney]]s.


[[Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010]], [[Investment Company Act of 1940]], [[Investment Advisers Act]] of 1940, [[Securities Act of 1933]], [[Securities Exchange Act of 1934]], [[Investment Advisers Act of 1940]], [[safe harbor]]s, [[US person]]s, [[Investment Company Act of 1940]], [[Employee Retirement Income Security Act]], all magnanimously stewarded by those wonderful officers of the New York courts, [[US attorney]]s.
*'''{{t|Metaphor}}s''': [[safe harbor]]s, [[US person]]s,
{{C|US Securities Regulation]]
{{C|US Securities Regulation]]

Revision as of 15:44, 28 September 2017