US Securities Regulation

From The Jolly Contrarian
Revision as of 12:54, 28 September 2017 by Amwelladmin (talk | contribs)
Jump to navigation Jump to search

A magical menagerie of regulations (Regulation D, Regulation S, fabled rules (Rule 15a-6, Rule 144A), antique American statutes, ( Investment Advisers Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, Investment Advisers Act of 1940, safe harbors, US persons, Investment Company Act of 1940, Employee Retirement Income Security Act, all magnanimously stewarded by those wonderful officers of the New York courts, US attorneys.

{{C|US Securities Regulation]]