Template:Mifid categorisation: Difference between revisions
Jump to navigation
Jump to search
Amwelladmin (talk | contribs) No edit summary |
Amwelladmin (talk | contribs) No edit summary |
||
| (One intermediate revision by the same user not shown) | |||
| Line 6: | Line 6: | ||
*'''{{cobsprov|Retail client}}''': See COBS {{cobsprov|3.4}}: one who is not a {{cobsprov|professional client}} or an {{cobsprov|ECP}} <br> | *'''{{cobsprov|Retail client}}''': See COBS {{cobsprov|3.4}}: one who is not a {{cobsprov|professional client}} or an {{cobsprov|ECP}} <br> | ||
*'''[[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]]''' <br /> | *'''[[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]]''' <br /> | ||
__NOEDITSECTION__ | |||
</small> | </small> | ||
---- | ---- | ||
Latest revision as of 12:35, 13 January 2016
MiFID Categorisation
- Professional clients: per se professional client | elective professional client
- ECPs: per se eligible counterparty | elective eligible counterparty | COBS 1 Annex 1 for disapplication of COBS rules to ECPs
- Retail client: See COBS 3.4: one who is not a professional client or an ECP
- Categorisation decision tree (pdf)