Retail client: Difference between revisions

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not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. People with whom, generally, a {{tag|MiFID}} regulated investment bank will want little to do. Unless they're PWM clients, of course.
Not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. People with whom, generally, a {{tag|MiFID}} regulated investment bank will want little to do. Unless they're PWM clients, of course.


{{anat|cobs}}
{{anat|cobs}}

Revision as of 14:32, 18 July 2016

Not a professional client, and not an eligible counterparty. People with whom, generally, a MiFID regulated investment bank will want little to do. Unless they're PWM clients, of course.

The JC’s Reg and Leg resource™
UK Edition

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Index: Click ᐅ to expand:
Regulation

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