Category:UK Regulation
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Pages in category "UK Regulation"
The following 85 pages are in this category, out of 85 total.
6
A
- Agent as client - FCA Provision
- Agent as client and reliance on others - COBS Provision
- Allocated but unclaimed safe custody assets - CASS Provision
- Template:Anatnavigation-cass
- Template:Anattitle-ukregulation
- Application (Custody Rules) - CASS Provision
- Application of Best Execution - COBS Provision
C
- CASS Anatomy
- Template:Cassanat
- Certificate representing certain securities - COBS Provision
- Client - FCA Rulebook Term
- Client agreements - COBS Provision
- Client assets
- Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision
- Client money
- Client money - FCA Rulebook Term
- Client Money Acknowledgment Letter - CASS Provision
- Client money bank
- Client money held by a third party - CASS Provision
- Client’s best interest rule
- Template:Cobsanat
- Collateral - CASS Provision
- Commercial settlement system
- Custodian
- Custody assets
- Custody model
- Custody rules - CASS Provision
D
E
I
P
R
- Reconciliation discrepancies - CASS Provision
- Recording title to safe custody assets - CASS Provision
- Registration and recording of legal title - CASS Provision
- Regulated market - FCA Rulebook Term
- Regulatory perimeter
- Requirement to have adequate organisational arrangements - CASS Provision
- Requirement to have adequate organisational requirements - CASS Provision
- Requirement to protect clients' safe custody assets - CASS Provision
- Rule on Inducements - COBS Provision