CF10a: Difference between revisions
Jump to navigation
Jump to search
Amwelladmin (talk | contribs) Created page with "the person at a CASS large firm (such as a custodian or prime broker) who is designated as having responsibility for the CASS operational oversight function (known..." |
Amwelladmin (talk | contribs) No edit summary |
||
Line 1: | Line 1: | ||
The person at a CASS large firm (such as a [[custodian]] or [[prime broker]]) designated<ref>condemned, really</ref> with responsibility for the [[CASS operational oversight function]] (known colloquially as the firm’s “[[CF10a]]”). This person likely to be of a nervous disposition, even if {{sex|she}} wasn't before {{sex|she}} became the firm’s [[CF10a]]. It’s an infectious kind of nervousness. | |||
For more information see the FCA handbook: {{handbook|SUP|10A|7}}.9R. | |||
{{anat|cass}} | {{anat|cass}} |
Revision as of 18:18, 1 November 2016
The person at a CASS large firm (such as a custodian or prime broker) designated[1] with responsibility for the CASS operational oversight function (known colloquially as the firm’s “CF10a”). This person likely to be of a nervous disposition, even if she wasn't before she became the firm’s CF10a. It’s an infectious kind of nervousness.
For more information see the FCA handbook: SUP Chapter 10A.9R.
{{{2}}}
|
- ↑ condemned, really