Financial Services and Markets Act 2000: Difference between revisions

From The Jolly Contrarian
Jump to navigation Jump to search
No edit summary
No edit summary
Line 2: Line 2:
*[https://www.legislation.gov.uk/ukpga/2000/8/contents primary legislation:  
*[https://www.legislation.gov.uk/ukpga/2000/8/contents primary legislation:  
*[https://www.legislation.gov.uk/uksi/2001/544/contents The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001] Controls what count as “regulated activities”.
*[https://www.legislation.gov.uk/uksi/2001/544/contents The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001] Controls what count as “regulated activities”.
==Regulated activities==
*'''[[Dealing in investments as principal]]''': article 14 of the Regulated Activities Order (Dealing in investments as principal), which is in summary: buying, selling, subscribing for or underwriting designated investments (other than P2P agreements) as principal. See [https://www.handbook.fca.org.uk/handbook/glossary/G264.html FCA handbook].

Revision as of 09:27, 10 May 2023

The JC’s Reg and Leg resource™
UK Edition


Index: Click ᐅ to expand:
Regulation

Comments? Questions? Suggestions? Requests? Insults? We’d love to 📧 hear from you.
Sign up for our newsletter.

The mainstay of UK financial services regulation, since 2000. Currently under review.

Regulated activities

  • Dealing in investments as principal: article 14 of the Regulated Activities Order (Dealing in investments as principal), which is in summary: buying, selling, subscribing for or underwriting designated investments (other than P2P agreements) as principal. See FCA handbook.
Retrieved from "https://jollycontrarian.com/index.php?title=Financial_Services_and_Markets_Act_2000&oldid=74165"