Template:Mifid categorisation: Difference between revisions

Latest revision as of 13:30, 14 August 2024

Professional clients: per se professional client | elective professional client
ECPs: per se eligible counterparty | elective eligible counterparty | COBS 1 Annex 1 for disapplication of COBS rules to ECPs
Retail client: See COBS 3.4: one who is not a professional client or an ECP
Categorisation decision tree (pdf)

@@ Line 1: / Line 1: @@
-{{Box|
+----
-====Mifid Client Categorisation====
+<small>
-See:
+====[[MiFID]] Categorisation====
-*{{cobsprov|Per se professional client}}
+*'''{{cobsprov|Professional client}}s''': {{cobsprov|per se professional client}}  |  {{cobsprov|elective professional client}} <br />
-*{{cobsprov|Elective professional client}}
+*'''{{cobsprov|ECP}}s''': {{cobsprov|per se eligible counterparty}}  |  {{cobsprov|elective eligible counterparty}}   |  COBS {{cobsprov|1 Annex 1}} for disapplication of COBS rules to {{cobsprov|ECP}}s <br />
-*{{cobsprov|Per se eligible counterparty}}
+*'''{{cobsprov|Retail client}}''': See COBS {{cobsprov|3.4}}: one who is not a {{cobsprov|professional client}} or an {{cobsprov|ECP}} <br>
-*{{cassprov|Elective eligible counterparty}}
+*'''[[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]]''' <br />
+__NOEDITSECTION__
-A {{cobsprov|retail client}} under COBS {{cobsprov|3.4}} is one who is not a {{cobsprov|professional client}} or an {{cobsprov|eligible counterparty}}
+</small>
-}}
+----