Agent as client and reliance on others - COBS Provision: Difference between revisions

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(Created page with "COBS {{cobsprov|2.4.3}} = {{cobsprov|Agent as client}} {{anat|cobs}}")
 
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COBS {{cobsprov|2.4.3}} = {{cobsprov|Agent as client}}
COBS {{cobsprov|2.4.3}}: {{cobsprov|Agent as client}} <br>
COBS {{cobsprov|2.4.4}}: {{cobsprov|Reliance on other investment firms: MiFID and equivalent business}} <br>


{{anat|cobs}}
{{anat|cobs}}

Latest revision as of 09:44, 31 March 2015

COBS 2.4.3: Agent as client
COBS 2.4.4: Reliance on other investment firms: MiFID and equivalent business

The JC’s Reg and Leg resource™
UK Edition

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Index: Click to expand:

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