Template:CASS Section 6.1 TOC: Difference between revisions
Jump to navigation
Jump to search
Amwelladmin (talk | contribs) (Created page with "===={{cassprov| Application (Custody Rules)}}==== {{Cassprov|6.1.1}} {{Cassprov|6.1.1A}} {{Cassprov|6.1.1B}} {{Cassprov|6.1.1C}} {{Cassprov|6.1.2}} ===={{cassprov|Business in...") |
Amwelladmin (talk | contribs) |
||
| (One intermediate revision by the same user not shown) | |||
| Line 1: | Line 1: | ||
===={{cassprov| Application (Custody Rules)}}==== | ===={{cassprov| Application (Custody Rules)}}==== | ||
{{ | Rule {{cassprov|6.1.1}} <br> | ||
{{ | Rule {{cassprov|6.1.1A}} <br> | ||
{{ | Rule {{cassprov|6.1.1B}} <br> | ||
{{ | Rule {{cassprov|6.1.1C}} <br> | ||
{{ | Rule {{cassprov|6.1.2}} <br> | ||
===={{cassprov|Business in the name of the firm}}==== | ===={{cassprov|Business in the name of the firm}}==== | ||
{{ | Rule {{cassprov|6.1.4}} <br> | ||
{{ | Rule {{cassprov|6.1.5}} <br> | ||
===={{cassprov|Title transfer collateral arrangements}}==== | ===={{cassprov|Title transfer collateral arrangements}}==== | ||
{{ | Rule {{cassprov|6.1.6}} <br> | ||
{{ | Rule {{cassprov|6.1.6A}} <br> | ||
{{ | Rule {{cassprov|6.1.7}} <br> | ||
{{ | Rule {{cassprov|6.1.8}} <br> | ||
{{ | ===={{cassprov|Termination of title transfer collateral arrangements}}==== | ||
Rule {{cassprov|6.1.8A}} <br> | |||
Rule {{cassprov|6.1.9}} <br> | |||
===={{cassprov|Prime brokerage agreements}} ==== | |||
Rule {{cassprov|6.1.9A}} <br> | |||
===={{cassprov|Prime brokerage agreements}}==== | ===={{cassprov|Prime brokerage agreements}}==== | ||
{{ | Rule {{cassprov|6.1.9A}} <br> | ||
===={{cassprov|Affiliated companies - MiFID business}}==== | ===={{cassprov|Affiliated companies - MiFID business}}==== | ||
{{ | Rule {{cassprov|6.1.10}} <br> | ||
===={{cassprov|Affiliated companies - non-MiFID business}}==== | ===={{cassprov|Affiliated companies - non-MiFID business}}==== | ||
{{ | Rule {{cassprov|6.1.10A}} <br> | ||
===={{cassprov|Delivery versus payment transactions}}==== | ===={{cassprov|Delivery versus payment transactions}}==== | ||
{{ | Rule {{cassprov|6.1.12}} <br> | ||
===={{cassprov|Temporary handling of safe custody assets}}==== | ===={{cassprov|Temporary handling of safe custody assets}}==== | ||
{{ | Rule {{cassprov|6.1.15}} <br> | ||
{{ | Rule {{cassprov|6.1.16}} <br> | ||
===={{cassprov|Exemptions which do not apply to MiFID business}}==== | ===={{cassprov|Exemptions which do not apply to MiFID business}}==== | ||
{{ | Rule {{cassprov|6.1.16A}} <br> | ||
===={{cassprov|Operators of regulated collective investment schemes}}==== | ===={{cassprov|Operators of regulated collective investment schemes}}==== | ||
{{ | Rule {{cassprov|6.1.16B}} <br> | ||
===={{cassprov|Personal investment firms}}==== | ===={{cassprov|Personal investment firms}}==== | ||
{{ | Rule {{cassprov|6.1.16C}} <br> | ||
===={{cassprov|Trustees and depositaries}}==== | ===={{cassprov|Trustees and depositaries}}==== | ||
{{ | Rule {{cassprov|6.1.16D}} <br> | ||
{{ | Rule {{cassprov|6.1.16E}} <br> | ||
{{ | Rule {{cassprov|6.1.16F}} <br> | ||
{{ | Rule {{cassprov|6.1.16G}} <br> | ||
{{ | Rule {{cassprov|6.1.16H}} <br> | ||
{{ | Rule {{cassprov|6.1.16I}} <br> | ||
===={{cassprov|Arrangers}}==== | ===={{cassprov|Arrangers}}==== | ||
{{ | Rule {{cassprov|6.1.16J}} <br> | ||
{{ | Rule {{cassprov|6.1.16K}} <br> | ||
===={{cassprov|General purpose}}==== | ===={{cassprov|General purpose}}==== | ||
{{ | Rule {{cassprov|6.1.22}} <br> | ||
{{ | Rule {{cassprov|6.1.23}} <br> | ||
{{ | Rule {{cassprov|6.1.24}} <br> | ||
Latest revision as of 09:55, 10 June 2015
Application (Custody Rules)
Rule 6.1.1
Rule 6.1.1A
Rule 6.1.1B
Rule 6.1.1C
Rule 6.1.2
Business in the name of the firm
Title transfer collateral arrangements
Rule 6.1.6
Rule 6.1.6A
Rule 6.1.7
Rule 6.1.8
Termination of title transfer collateral arrangements
Prime brokerage agreements
Rule 6.1.9A
Prime brokerage agreements
Rule 6.1.9A
Affiliated companies - MiFID business
Rule 6.1.10
Affiliated companies - non-MiFID business
Rule 6.1.10A
Delivery versus payment transactions
Rule 6.1.12
Temporary handling of safe custody assets
Exemptions which do not apply to MiFID business
Rule 6.1.16A
Operators of regulated collective investment schemes
Rule 6.1.16B
Personal investment firms
Rule 6.1.16C
Trustees and depositaries
Rule 6.1.16D
Rule 6.1.16E
Rule 6.1.16F
Rule 6.1.16G
Rule 6.1.16H
Rule 6.1.16I