Template:Mifid categorisation: Difference between revisions

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====Mifid Client Categorisation====
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'''{{cobsprov|professional client}}s''': {{cobsprov|per se professional client}}  |  {{cobsprov|elective professional client}} <br />
====[[MiFID]] Categorisation====
'''{{cobsprov|ECP}}s''': {{cobsprov|per se eligible counterparty}}  |  {{cobsprov|elective eligible counterparty}}  |  COBS {{cobsprov|1 Annex 1}} for disapplication of COBS rules to {{cobsprov|ECP}}s <br />
*'''{{cobsprov|Professional client}}s''': {{cobsprov|per se professional client}}  |  {{cobsprov|elective professional client}} <br />
'''{{cobsprov|Retail client}}''': See COBS {{cobsprov|3.4}}: one who is not a {{cobsprov|professional client}} or an {{cobsprov|ECP}} <br>
*'''{{cobsprov|ECP}}s''': {{cobsprov|per se eligible counterparty}}  |  {{cobsprov|elective eligible counterparty}}  |  COBS {{cobsprov|1 Annex 1}} for disapplication of COBS rules to {{cobsprov|ECP}}s <br />
'''[[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]]'''
*'''{{cobsprov|Retail client}}''': See COBS {{cobsprov|3.4}}: one who is not a {{cobsprov|professional client}} or an {{cobsprov|ECP}} <br>
 
*'''[[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]]''' <br />
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Latest revision as of 13:30, 14 August 2024