Client - FCA Rulebook Term: Difference between revisions

From The Jolly Contrarian
Jump to navigation Jump to search
No edit summary
No edit summary
 
(3 intermediate revisions by the same user not shown)
Line 1: Line 1:
{{fullanat|FCA|Client| }}
{{fullanat|cobs|Client|}}
You may be interested in who is the client where an [[agency]] relationship is in contemplation. The FCA rule you’re looking for in that case is COBS {{cobsprov|2.4.3}} (“{{cobsprov|agent as client}}”) where — and apologies for the spoiler, but the title rather gives it away — the {{tag|agent}} is the {{fcaprov|client}}, not the {{tag|principal}}. In most cases<ref>But what would a rule be without exceptions, hey?</ref>.
You may be interested in who is the client where an [[agency]] relationship is in contemplation. The FCA rule you’re looking for in that case is COBS {{cobsprov|2.4.3}} (“{{cobsprov|agent as client}}”) where — and apologies for the spoiler, but the title rather gives it away — the [[agent]] is the {{fcaprov|client}}, not the [[principal]]. In most cases<ref>But what would a rule be without exceptions, hey?</ref>.


{{Seealso}}
{{Seealso}}

Latest revision as of 13:30, 14 August 2024

The JC’s Reg and Leg resource™
UK Edition

COBS Rules
Template:COBS Section Client
View Template

Index: Click to expand:
Tell me more
Sign up for our newsletter — or just get in touch: for ½ a weekly 🍺 you get to consult JC. Ask about it here.

You may be interested in who is the client where an agency relationship is in contemplation. The FCA rule you’re looking for in that case is COBS 2.4.3 (“agent as client”) where — and apologies for the spoiler, but the title rather gives it away — the agent is the client, not the principal. In most cases[1].

See also


References

  1. But what would a rule be without exceptions, hey?