UK ring fencing: Difference between revisions
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Amwelladmin (talk | contribs) Created page with "{{a|regulation|}}A ring-fenced bode is regulated by [https://www.legislation.gov.uk/ukpga/2000/8/part/9B Part 9B] of FSMA. There are certain “core activities” and “excluded activities”, including “dealing in investments as principal”. The treasury promulgated the [https://www.legislation.gov.uk/uksi/2014/2080/contents Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014] excluding certain excluded activities. Thes..." |
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{{a| | {{a|ukregulation|}}A ring-fenced body is regulated by [https://www.legislation.gov.uk/ukpga/2000/8/part/9B Part 9B] of [[FSMA]]. There are certain “core activities” and “excluded activities”, including “[[dealing in investments as principal]]”. The treasury promulgated the [https://www.legislation.gov.uk/uksi/2014/2080/contents Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014] excluding certain excluded activities. | ||
Latest revision as of 15:25, 12 May 2023
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The JC’s Reg and Leg resource™
UK Edition
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A ring-fenced body is regulated by Part 9B of FSMA. There are certain “core activities” and “excluded activities”, including “dealing in investments as principal”. The treasury promulgated the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 excluding certain excluded activities.