Financial Services and Markets Act 2000: Difference between revisions

Latest revision as of 15:23, 12 May 2023

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The mainstay of UK financial services regulation, since 2000. Currently under review.

Dealing in investments as principal: Covered by article 14 of the Regulated Activities Order. In summary: buying, selling, subscribing for or underwriting designated investments (other than P2P agreements) as principal. See FCA handbook.

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 {{a|ukregulation|}}The mainstay of UK financial services regulation, since 2000. Currently under review.
-*[https://www.legislation.gov.uk/ukpga/2000/8/contents primary legislation:
+*[https://www.legislation.gov.uk/ukpga/2000/8/contents Primary legislation]
 *[https://www.legislation.gov.uk/uksi/2001/544/contents The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001] Controls what count as “regulated activities”.
-==Regulated activities==
+==“Regulated activities”==
-*'''[[Dealing in investments as principal]]''': article 14 of the Regulated Activities Order (Dealing in investments as principal), which is in summary: buying, selling, subscribing for or underwriting designated investments (other than P2P agreements) as principal. See [https://www.handbook.fca.org.uk/handbook/glossary/G264.html FCA handbook].
+*'''[[Dealing in investments as principal]]''': Covered by article 14 of the [[Regulated Activities Order]]. In summary: buying, selling, subscribing for or underwriting [[Designated investment - FCA Rulebook Term|designated investments]] (other than P2P agreements) as [[principal]]. See [https://www.handbook.fca.org.uk/handbook/glossary/G264.html FCA handbook].