Financial Services and Markets Act 2000: Difference between revisions
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{{a|ukregulation|}}The mainstay of UK financial services regulation, since 2000. Currently under review. | {{a|ukregulation|}}The mainstay of UK financial services regulation, since 2000. Currently under review. | ||
*[https://www.legislation.gov.uk/ukpga/2000/8/contents | *[https://www.legislation.gov.uk/ukpga/2000/8/contents Primary legislation] | ||
*[https://www.legislation.gov.uk/uksi/2001/544/contents The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001] Controls what count as “regulated activities”. | *[https://www.legislation.gov.uk/uksi/2001/544/contents The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001] Controls what count as “regulated activities”. | ||
== | ==“Regulated activities”== | ||
*'''[[Dealing in investments as principal]]''': Covered by article 14 of the [[Regulated Activities Order]]. In summary: buying, selling, subscribing for or underwriting [[Designated investment - FCA Rulebook Term|designated investments]] (other than P2P agreements) as [[principal]]. See [https://www.handbook.fca.org.uk/handbook/glossary/G264.html FCA handbook]. | *'''[[Dealing in investments as principal]]''': Covered by article 14 of the [[Regulated Activities Order]]. In summary: buying, selling, subscribing for or underwriting [[Designated investment - FCA Rulebook Term|designated investments]] (other than P2P agreements) as [[principal]]. See [https://www.handbook.fca.org.uk/handbook/glossary/G264.html FCA handbook]. | ||
Latest revision as of 15:23, 12 May 2023
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The JC’s Reg and Leg resource™
UK Edition
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The mainstay of UK financial services regulation, since 2000. Currently under review.
- Primary legislation
- The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 Controls what count as “regulated activities”.
“Regulated activities”
- Dealing in investments as principal: Covered by article 14 of the Regulated Activities Order. In summary: buying, selling, subscribing for or underwriting designated investments (other than P2P agreements) as principal. See FCA handbook.