CF10a: Difference between revisions
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The person at a CASS large firm (such as a [[custodian]] or [[prime broker]]) designated<ref>condemned, really</ref> with responsibility for the [[CASS operational oversight function]] (known colloquially as the firm’s “[[CF10a]]”). This person likely to be of a nervous disposition, even if {{sex|she}} wasn't before {{sex|she}} became the firm’s [[CF10a]]. It’s an infectious kind of nervousness. | The person at a CASS large firm (such as a [[custodian]] or [[prime broker]]) designated<ref>condemned, really</ref> with responsibility for the [[CASS operational oversight function]] (known colloquially as the firm’s “[[CF10a]]”). This person is likely to be of a nervous disposition, even if {{sex|she}} wasn't before {{sex|she}} became the firm’s [[CF10a]]. It’s an infectious kind of nervousness. | ||
For more information see the FCA handbook: {{handbook|SUP|10A|7}}.9R. | For more information see the FCA handbook: {{handbook|SUP|10A|7}}.9R. | ||
{{anat|cass}} | {{anat|cass}} | ||
Revision as of 18:29, 1 November 2016
The person at a CASS large firm (such as a custodian or prime broker) designated[1] with responsibility for the CASS operational oversight function (known colloquially as the firm’s “CF10a”). This person is likely to be of a nervous disposition, even if she wasn't before she became the firm’s CF10a. It’s an infectious kind of nervousness.
For more information see the FCA handbook: SUP Chapter 10A.9R.
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- ↑ condemned, really