Template:Mifid categorisation: Difference between revisions
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A {{cobsprov|retail client}} under COBS {{cobsprov|3.4}} is one who is not a {{cobsprov|professional client}} or an {{cobsprov|eligible counterparty}} <br> | A {{cobsprov|retail client}} under COBS {{cobsprov|3.4}} is one who is not a {{cobsprov|professional client}} or an {{cobsprov|eligible counterparty}} <br> | ||
[[ | [[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]] | ||
}} | }} | ||
Revision as of 10:58, 22 July 2015
Mifid Client Categorisation
See:
- Per se professional client
- Elective professional client
- Per se eligible counterparty
- Elective eligible counterparty
A retail client under COBS 3.4 is one who is not a professional client or an eligible counterparty