Template:Mifid categorisation: Difference between revisions
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Revision as of 12:34, 13 January 2016
====MiFID Categorisation====
- Professional clients: per se professional client | elective professional client
- ECPs: per se eligible counterparty | elective eligible counterparty | COBS 1 Annex 1 for disapplication of COBS rules to ECPs
- Retail client: See COBS 3.4: one who is not a professional client or an ECP
- Categorisation decision tree (pdf)