Retail client: Difference between revisions
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not a | not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. People with whom, generally, a {{tag|MiFID}} regulated investment bank will want little to do. Unless they're PWM clients, of course. | ||
{{anat|cobs}} | {{anat|cobs}} | ||
Revision as of 14:32, 18 July 2016
not a professional client, and not an eligible counterparty. People with whom, generally, a MiFID regulated investment bank will want little to do. Unless they're PWM clients, of course.
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The JC’s Reg and Leg resource™
UK Edition {{{2}}}
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