Template:Cobsanatomy: Difference between revisions
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====Conduct of Business==== | ====Conduct of Business==== | ||
This is an article about the {{tag|FCA}}’s [[COBS|conduct of business]] rules, known by its chapter in the [[FCA]] Sourcebook, {{tag|COBS}}, which implement, among other things, {{tag|MiFID}} (directive {{eudirective|2004|39|EC}} and implementing directive {{eudirective|2006|73|EC}}). | This is an article about the {{tag|FCA}}’s [[COBS|conduct of business]] rules, known by its chapter in the [[FCA]] Sourcebook, {{tag|COBS}}, which implement, among other things, {{tag|MiFID}} (directive {{eudirective|2004|39|EC}} and implementing directive {{eudirective|2006|73|EC}}). | ||
<small>'''[http://fshandbook.info/FS/html/FCA/COBS FCA Handbook - COBS Rules]''' </small><br> | <small>'''[http://fshandbook.info/FS/html/FCA/COBS FCA Handbook - COBS Rules]''' </small><br> | ||
Revision as of 13:56, 22 November 2016
Conduct of Business
This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).
FCA Handbook - COBS Rules
COBS Anatomy
Anatomy™: AIFMD | CASS | COBS | Conference calls | Confis | CRR | CSA | EMIR | Equity Derivatives | FOA PCA | FUND | GMRA | GMSLA | ISDA | OSLA | PB | Swapclear | UCITS