Derivative: Difference between revisions
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**Terms and Conditions | **Terms and Conditions | ||
**Offfering Materials | **Offfering Materials | ||
**[[ICMA]] form of Final Terms | |||
*Board Authorisation | *Board Authorisation | ||
*Side Letters, Agent Appointments and Dealer Confirmations | *Side Letters, Agent Appointments and Dealer Confirmations | ||
====Hedging==== | ====Hedging==== | ||
*Term Funding | *Term Funding | ||
Revision as of 14:47, 28 June 2012
By Instrument
Securities
Debt Capital Markets
- Medium Term Note Programmes
- Stand Alone Eurobond Issuance
- Commercial Paper
Supporting Documentation
- Legal Documents
- Constituting Instruments
- Agency Agreements
- Terms and Conditions
- Offfering Materials
- ICMA form of Final Terms
- Board Authorisation
- Side Letters, Agent Appointments and Dealer Confirmations
Hedging
- Term Funding
- Basis Risk
Offering and Resale
Listing and Prospectus Directive
- Passporting and Home Regulators
- Listing Rules
- London Stock Exchange
- Irish Stock Exchange
- Luxembourg Stock Exchange
- other Stock Exchanges
- ESMA-sponsored amendments to the Prospectus Directive
Retail Sales
- Retail Distribution
- Retail Cascades
- Packaged Retail investor Products (PRIPs)
- Key Investor Disclosure document (KID)
US registration
- SEC Registration
- Safe Harbours and Exemptions
- Regulation S
- Rule 144A
Structured Securities
- Structured Medium Term Notes
- Repackagings and Securitisation
Exchange Traded Securities
- Exchange-Traded Funds (ETFs)
- Exchange-Traded Notes (ETNs)
Over-The-Counter Transactions
Derivatives
Swaps
ISDA
- ISDA Master Agreement
- ISDA Credit Support Annex
- 1995 CSA (title transfer - English Law)
- 1994 NY CSA (pledge - New York Law)
Non-ISDA
- European Master Agreement
- Domestic European master agreements
- Deutsche Rahmenvertrag (German Master Agreement)
- FBF (French Master Agreement)
- CMOF (Spanish Master Agreement)
Spot and Short Term Derivatives
These contracts are not necessarily traded under an ISDA framework but may will be traded according to Exchange rules or financial institutions' "Standard Terms of Business"
Securities Financing
Stock Lending
- Global Master Securities Lending Agreement (GMSLA)
- Master Securities Lending Agreement (MSLA)
- Legacy Stock Lending Agreements
Repurchase Agreements
Commodities Trading
Financial
- Commodity Derivatives
- Futures
- Commdity Indices
- Exchange Traded Commodity Products
Physical
Oil and Refined Products
Freight
Energy
- Coal
- Power
- Gas
- Carbon/Emissions
Metals
- Base Metals
- Precious Metals
Agrigultural Commodities
Commodities Documentation
- ISDA Commodities Definitions
- EFET - European Federation of Energy Traders Master Agreements (Power and Gas)
- IETA - International Emissions Trading Agreement
- SCOTA - Standard Coal Trading Agreement
Prime Brokerage
(in scope?)
By Asset Class
- Equity Derivatives
- Credit Derivatives
- Currency Derivatives
- Interest Rate Derivatives
- Commodity Derivatives
By Risk
Market Risk
Market Disruption
Gap Risk
Credit Risk
Regulatory Environment
Implications for derivatives and capital markets transactions of regulatory initiatives. This should cross reference where appropriate the Financial Services Module