Ancillary services - MiFID Directive Provision: Difference between revisions
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Amwelladmin (talk | contribs) Created page with "MiFID Annex I lists investment services and ancillary services. The ancillary services are: {{eudirsnap|ancillary services|MiFID}} {{anat|mifid}}" |
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{{a|mifid|}}Those services listed in Section B of {{mifidprov|Annex I}} to [[MiFID]], being (dans une {{nutshell}}) | |||
*'''[[Custody]]''': safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management | |||
*'''[[Margin lending]]''': “granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction” | |||
*'''Advisory''': “advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings”; | |||
*'''[[FX]]''': [[foreign exchange]] services where these are connected to the provision of investment services; | |||
*'''Investment research''': investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments; | |||
*'''Underwriting''': services related to underwriting; and | |||
*'''Investment services relating to commodities that underly derivatives, where connected with investment services''': Just don’t go there. Just reading it will make your heart sink. | |||
Revision as of 11:31, 2 March 2020
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Those services listed in Section B of Template:Mifidprov to MiFID, being (dans une Nutshell™)
- Custody: safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Margin lending: “granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction”
- Advisory: “advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings”;
- FX: foreign exchange services where these are connected to the provision of investment services;
- Investment research: investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments;
- Underwriting: services related to underwriting; and
- Investment services relating to commodities that underly derivatives, where connected with investment services: Just don’t go there. Just reading it will make your heart sink.