Template:CASS Section 6.1 TOC: Difference between revisions
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Amwelladmin (talk | contribs) (Created page with "===={{cassprov| Application (Custody Rules)}}==== {{Cassprov|6.1.1}} {{Cassprov|6.1.1A}} {{Cassprov|6.1.1B}} {{Cassprov|6.1.1C}} {{Cassprov|6.1.2}} ===={{cassprov|Business in...") |
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===={{cassprov| Application (Custody Rules)}}==== | ===={{cassprov| Application (Custody Rules)}}==== | ||
{{ | Rule {{cassprov|6.1.1}} <br> | ||
{{ | Rule {{cassprov|6.1.1A}} <br> | ||
{{ | Rule {{cassprov|6.1.1B}} <br> | ||
{{ | Rule {{cassprov|6.1.1C}} <br> | ||
{{ | Rule {{cassprov|6.1.2}} <br> | ||
===={{cassprov|Business in the name of the firm}}==== | ===={{cassprov|Business in the name of the firm}}==== | ||
{{ | Rule {{cassprov|6.1.4}} <br> | ||
{{ | Rule {{cassprov|6.1.5}} <br> | ||
===={{cassprov|Title transfer collateral arrangements}}==== | ===={{cassprov|Title transfer collateral arrangements}}==== | ||
{{ | Rule {{cassprov|6.1.6}} <br> | ||
{{ | Rule {{cassprov|6.1.6A}} <br> | ||
{{ | Rule {{cassprov|6.1.7}} <br> | ||
{{ | Rule {{cassprov|6.1.8}} <br> | ||
{{ | Rule {{cassprov|6.1.9}} <br> | ||
===={{cassprov|Prime brokerage agreements}}==== | ===={{cassprov|Prime brokerage agreements}}==== | ||
{{ | Rule {{cassprov|6.1.9A}} <br> | ||
===={{cassprov|Affiliated companies - MiFID business}}==== | ===={{cassprov|Affiliated companies - MiFID business}}==== | ||
{{ | Rule {{cassprov|6.1.10}} <br> | ||
===={{cassprov|Affiliated companies - non-MiFID business}}==== | ===={{cassprov|Affiliated companies - non-MiFID business}}==== | ||
{{ | Rule {{cassprov|6.1.10A}} <br> | ||
===={{cassprov|Delivery versus payment transactions}}==== | ===={{cassprov|Delivery versus payment transactions}}==== | ||
{{ | Rule {{cassprov|6.1.12}} <br> | ||
===={{cassprov|Temporary handling of safe custody assets}}==== | ===={{cassprov|Temporary handling of safe custody assets}}==== | ||
{{ | Rule {{cassprov|6.1.15}} <br> | ||
{{ | Rule {{cassprov|6.1.16}} <br> | ||
===={{cassprov|Exemptions which do not apply to MiFID business}}==== | ===={{cassprov|Exemptions which do not apply to MiFID business}}==== | ||
{{ | Rule {{cassprov|6.1.16A}} <br> | ||
===={{cassprov|Operators of regulated collective investment schemes}}==== | ===={{cassprov|Operators of regulated collective investment schemes}}==== | ||
{{ | Rule {{cassprov|6.1.16B}} <br> | ||
===={{cassprov|Personal investment firms}}==== | ===={{cassprov|Personal investment firms}}==== | ||
{{ | Rule {{cassprov|6.1.16C}} <br> | ||
===={{cassprov|Trustees and depositaries}}==== | ===={{cassprov|Trustees and depositaries}}==== | ||
{{ | Rule {{cassprov|6.1.16D}} <br> | ||
{{ | Rule {{cassprov|6.1.16E}} <br> | ||
{{ | Rule {{cassprov|6.1.16F}} <br> | ||
{{ | Rule {{cassprov|6.1.16G}} <br> | ||
{{ | Rule {{cassprov|6.1.16H}} <br> | ||
{{ | Rule {{cassprov|6.1.16I}} <br> | ||
===={{cassprov|Arrangers}}==== | ===={{cassprov|Arrangers}}==== | ||
{{ | Rule {{cassprov|6.1.16J}} <br> | ||
{{ | Rule {{cassprov|6.1.16K}} <br> | ||
===={{cassprov|General purpose}}==== | ===={{cassprov|General purpose}}==== | ||
{{ | Rule {{cassprov|6.1.22}} <br> | ||
{{ | Rule {{cassprov|6.1.23}} <br> | ||
{{ | Rule {{cassprov|6.1.24}} <br> |
Revision as of 16:52, 26 November 2012
Application (Custody Rules)
Rule 6.1.1
Rule 6.1.1A
Rule 6.1.1B
Rule 6.1.1C
Rule 6.1.2
Business in the name of the firm
Title transfer collateral arrangements
Rule 6.1.6
Rule 6.1.6A
Rule 6.1.7
Rule 6.1.8
Rule 6.1.9
Prime brokerage agreements
Rule 6.1.9A
Affiliated companies - MiFID business
Rule 6.1.10
Affiliated companies - non-MiFID business
Rule 6.1.10A
Delivery versus payment transactions
Rule 6.1.12
Temporary handling of safe custody assets
Exemptions which do not apply to MiFID business
Rule 6.1.16A
Operators of regulated collective investment schemes
Rule 6.1.16B
Personal investment firms
Rule 6.1.16C
Trustees and depositaries
Rule 6.1.16D
Rule 6.1.16E
Rule 6.1.16F
Rule 6.1.16G
Rule 6.1.16H
Rule 6.1.16I