Financial Services and Markets Act 2000: Difference between revisions
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*[https://www.legislation.gov.uk/ukpga/2000/8/contents primary legislation: | *[https://www.legislation.gov.uk/ukpga/2000/8/contents primary legislation: | ||
*[https://www.legislation.gov.uk/uksi/2001/544/contents The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001] Controls what count as “regulated activities”. | *[https://www.legislation.gov.uk/uksi/2001/544/contents The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001] Controls what count as “regulated activities”. | ||
==Regulated activities== | |||
*'''[[Dealing in investments as principal]]''': article 14 of the Regulated Activities Order (Dealing in investments as principal), which is in summary: buying, selling, subscribing for or underwriting designated investments (other than P2P agreements) as principal. See [https://www.handbook.fca.org.uk/handbook/glossary/G264.html FCA handbook]. | |||
Revision as of 09:27, 10 May 2023
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The JC’s Reg and Leg resource™
UK Edition
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The mainstay of UK financial services regulation, since 2000. Currently under review.
- [https://www.legislation.gov.uk/ukpga/2000/8/contents primary legislation:
- The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 Controls what count as “regulated activities”.
Regulated activities
- Dealing in investments as principal: article 14 of the Regulated Activities Order (Dealing in investments as principal), which is in summary: buying, selling, subscribing for or underwriting designated investments (other than P2P agreements) as principal. See FCA handbook.