Template:Mifid categorisation: Difference between revisions
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====Mifid Client Categorisation==== | ====Mifid Client Categorisation==== | ||
See: | See: | ||
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*{{cobsprov|Per se eligible counterparty}} | *{{cobsprov|Per se eligible counterparty}} | ||
*{{cassprov|Elective eligible counterparty}} | *{{cassprov|Elective eligible counterparty}} | ||
A {{cobsprov|retail client}} under COBS {{cobsprov|3.4}} is one who is not a {{cobsprov|professional client}} or an {{cobsprov|eligible counterparty}} | |||
}} | }} | ||
Revision as of 16:23, 13 May 2015
Mifid Client Categorisation
See:
- Per se professional client
- Elective professional client
- Per se eligible counterparty
- Elective eligible counterparty
A retail client under COBS 3.4 is one who is not a professional client or an eligible counterparty