Retail client - COBS Provision: Difference between revisions

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====Commentary====
====Commentary====
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Revision as of 11:10, 22 July 2015

Section 3.4, COBS Rules

COBS Rules
Template:COBS Section 3.4
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Conduct of Business

This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).

Commentary


MiFID Categorisation