Template:Cobsanatomy

From The Jolly Contrarian

Revision as of 13:56, 22 November 2016 by Amwelladmin (talk | contribs)

(diff) ← Older revision | Latest revision (diff) | Newer revision → (diff)

Jump to navigation Jump to search

Conduct of Business

This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).

FCA Handbook - COBS Rules
COBS Anatomy
Anatomy™: AIFMD | CASS | COBS | Conference calls | Confis | CRR | CSA | EMIR | Equity Derivatives | FOA PCA | FUND | GMRA | GMSLA | ISDA | OSLA | PB | Swapclear | UCITS

Retrieved from "https://jollycontrarian.com/index.php?title=Template:Cobsanatomy&oldid=14599"

Tag