Financial Services and Markets Act 2000

The JC’s Reg and Leg resource™ UK Edition →Go uptown Index: Click ᐅ to expand: Regulation Tell me more Sign up for our newsletter — or just get in touch: for ½ a weekly 🍺 you get to consult JC. Ask about it here.

The mainstay of UK financial services regulation, since 2000. Currently under review.

• [https://www.legislation.gov.uk/ukpga/2000/8/contents primary legislation:
• The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 Controls what count as “regulated activities”.

Regulated activities

• Dealing in investments as principal: article 14 of the Regulated Activities Order (Dealing in investments as principal), which is in summary: buying, selling, subscribing for or underwriting designated investments (other than P2P agreements) as principal. See FCA handbook.