Investment manager - COBS Provision

From The Jolly Contrarian
Revision as of 15:55, 2 November 2016 by Amwelladmin (talk | contribs)
Jump to navigation Jump to search

One who manages investments. An asset manager. Or an investment manager. arguably even an investment advisor.

For the purposes of the COBS rules, it is defined in the FCA’s Handbook

let me Google that for you

The JC’s Reg and Leg resource™
UK Edition

{{{2}}}

Index: Click to expand:
Tell me more
Sign up for our newsletter — or just get in touch: for ½ a weekly 🍺 you get to consult JC. Ask about it here.