Derivative
By Instrument
Securities
Debt Capital Markets
- Medium Term Note Programmes
- Stand Alone Eurobond Issuance
- Commercial Paper
Supporting Documentation
- Legal Documents
- Constituting Instruments
- Agency Agreements
- Terms and Conditions
- Offfering Materials
- Board Authorisation
- Side Letters, Agent Appointments and Dealer Confirmations
Hedging
- Term Funding
- Basis Risk
Offering and Resale
- US registration and Safe Harbors
- retail investor products
Structured Securities
- Structured Medium Term Notes
- Repackagings and Securitisation
Exchange Traded Securities
- Exchange-Traded Funds (ETFs)
- Exchange-Traded Notes (ETNs)
Over-The-Counter Transactions
Derivatives
Swaps
ISDA
- ISDA Master Agreement
- ISDA Credit Support Annex
- 1995 CSA (title transfer - English Law)
- 1994 NY CSA (pledge - New York Law)
Non-ISDA
- European Master Agreement
- Domestic European master agreements
- Deutsche Rahmenvertrag (German Master Agreement)
- FBF (French Master Agreement)
- CMOF (Spanish Master Agreement)
Futures
Spot
Forwards
Securities Financing
Stock Lending
- Global Master Securities Lending Agreement (GMSLA)
- Master Securities Lending Agreement (MSLA)
- Legacy Stock Lending Agreements
Repurchase Agreements
Commodities Trading
(in scope?)
Prime Brokerage
(in scope?)
By Asset Class
- Equity Derivatives
- Credit Derivatives
- Currency Derivatives
- Interest Rate Derivatives
- Commodity Derivatives
By Risk
Market Risk
Market Disruption
Gap Risk
Credit Risk
Regulatory Environment
Implications for derivatives and capital markets transactions of regulatory initiatives. This should cross reference where appropriate the Financial Services Module