Category:US Securities Regulation: Difference between revisions

Latest revision as of 17:47, 15 November 2018

A magical menagerie of:

all magnanimously stewarded by those wonderful officers of the New York courts, US attorneys.

The following 17 pages are in this category, out of 17 total.

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+A magical menagerie of:
+*'''Regulations''': [[Regulation D]], [[Regulation S]], [[Regulation M]] and many, many more.
+*'''Rules''': Rule [[15a-6]], [[Rule 144A]], [[Rule 105]]
+*'''Statutes, Ancient and Modern''':
+**[[Securities Act of 1933]]
+**[[Securities Exchange Act of 1934]]
+**[[Commodity Exchange Act of 1936]]
+**[[Investment Advisers Act of 1940]]
+**[[Investment Company Act of 1940]]
+**[[Commodity Futures Modernization Act of 2000]]
+**[[Employee Retirement Income Security Act of 1974]]
+**[[Foreign Account Tax Compliance Act of 2009]]
+**[[Wall Street Reform and Consumer Protection Act of 2010]]
+*'''[[Metaphor]]s''': [[safe harbor]]s, [[US person]]s, [[fish or cut bait]]
+all magnanimously stewarded by those wonderful officers of the New York courts, [[US attorney]]s.
 {{c|US Regulation}}