Client - FCA Rulebook Term: Difference between revisions

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{{fullanat|FCA|Client| }}
{{fullanat|FCA|Client| }}
You may be interested in who is the client where an {{Tag|agency}} relationship is in contemplation. The FCA rule you’re looking for in that case is COBS {{cobsprov|2.4.3}} (“{{cobsprov|Client as agent}}”) where — and apologies for the spoiler, but the title rather gives it away — the {{tag|agent}} is the {{fcaprov|client}}, not the {{tag|principal}}. In most cases<ref>But what would a rule be without exceptions, hey?</ref>.
You may be interested in who is the client where an [[agency]] relationship is in contemplation. The FCA rule you’re looking for in that case is COBS {{cobsprov|2.4.3}} (“{{cobsprov|agent as client}}”) where — and apologies for the spoiler, but the title rather gives it away — the {{tag|agent}} is the {{fcaprov|client}}, not the {{tag|principal}}. In most cases<ref>But what would a rule be without exceptions, hey?</ref>.
 
{{Seealso}}
*[[KYC]]
 
 
 
{{ref}}

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