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Dealing and managing - COBS Provision: Difference between revisions
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Dealing and managing - COBS Provision (view source)
Revision as of 10:42, 26 November 2014
, 26 November 2014→Client consent to execution policy and execution of orders outside a {{fcaprov|regulated market}} or {{fcaprov|MTF}}
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====Client consent to execution policy and execution of orders outside a {{fcaprov|regulated market}} or {{fcaprov|MTF}}==== | ====Client consent to execution policy and execution of orders outside a {{fcaprov|regulated market}} or {{fcaprov|MTF}}==== | ||
{{Cobsprov|11.2.25}} <br> | *{{Cobsprov|11.2.25}}: consent to best execution policy generally <br> | ||
{{Cobsprov|11.2.26}} <br> | *{{Cobsprov|11.2.26}}: permission to execute outside a [[regulated market]] or [[MTF]] <br> | ||
===Use of Dealing Commission=== | ===Use of Dealing Commission=== | ||