Search results

Jump to navigation Jump to search

Page title matches

Page text matches

  • Covered bond
    [[Covered bond]]s are [[Debt security|debt securities]] issued by a financial institution and [[secured]] against a pool of assets designed to cover bondholder claim ...l institution. Under [[asset-backed security|asset-backed securities]] the financial instrument transfers them to an [[espievie]] and so gets them off balance s
    1 KB (162 words) - 11:36, 18 January 2020
  • Rubin trade
    ...tesy of the [[moral hazard]] of being a [[systemically important financial institution]], namely one that is [[too big to fail]].
    296 bytes (49 words) - 13:38, 17 March 2023
  • Bank for International Settlements
    ...stitution owned by central banks which “fosters international monetary and financial cooperation and serves as a bank for central banks”. You can just imagine ...II|number 3]] now – pursuing global domination did I say domination I mean financial stability. It is based in Basel, {{tag|Switzerland}}, with representative o
    920 bytes (140 words) - 11:36, 18 January 2020
  • Financial counterparty
    ...often, in your daily travels, you interact with the regulated bits of the financial system. In a nutshell the following are financial counterparties:
    2 KB (291 words) - 13:25, 28 June 2023
  • Known known
    ...pingly obvious opportunity for perfidy presented by allowing a [[financial institution]] to use its customer deposits to capitalise its investment banking — in ...the [[Gramm-Leach-Bliley Act|Gramm–Leach–Bliley Act]], also known as the [[Financial Services Modernization Act of 1999]], to repeal them.''
    3 KB (440 words) - 08:17, 24 February 2022
  • Agent lender
    ...rty Diagram.png|thumb|500px|Like so]]}}An [[agent]] (usually a [[financial institution]] with a significant [[wealth management]] or [[asset management ]] busines
    849 bytes (113 words) - 11:06, 13 April 2022
  • Resolution Stay Protocol
    ...inst [[strategically important financial institution]]s ({{tag|SIFI}}s) in financial distress as a result of applicable "[[special resolution regime]]s ({{tag|S ...ding derivatives contracts, giving regulators time to resolve the troubled institution in an orderly way.
    2 KB (355 words) - 16:33, 13 October 2015
  • Adjectivisation
    ..., you are set for success in the [[legal department]] of a large financial institution.
    899 bytes (134 words) - 18:18, 3 February 2022
  • UCITS eligibility criteria for derivative counterparties
    3. Financial derivative instruments (FDI) must be dealt in on a market which is regulate ...CITS 9 or an investment firm, authorised in accordance with the Markets in Financial Instruments Directive in an EEA Member State, or is an entity subject to re
    3 KB (475 words) - 10:36, 12 February 2015
  • Clearinghouse - CCP
    ...a financial institution that provides clearing and settlement services for financial and commodities derivatives and securities transactions. These transactions
    2 KB (264 words) - 13:59, 8 September 2016
  • Risk controller
    ...erday}}}}One of those fabulous men and women whose job is to make sure the institution they represent doesn’t unwittingly poke itself in the eye. ...much as gruffly reprimanded for not anticipating the forthcoming [[global financial crisis]]: the [[circle of escalation]] saw to that.</ref> so you shouldn’
    2 KB (246 words) - 13:04, 14 April 2023
  • AET in prime brokerage
    ...ny and Switzerland), nor the kind of hoopy dude — a [[financial services]] institution of some sort, in other words — to whom [[AET]] would normally apply. The
    2 KB (271 words) - 10:14, 13 December 2020
  • Pledge GMSLA Anatomy
    ...orrower''': Where the {{pgmslaprov|Borrower}} is a [[bank]] or [[financial institution]] that would incur a capital/balance sheet charge under [[Basel III|Basel]] ...on''-FI Lender''' Where the {{pgmslaprov|Lender}} is ''not'' a [[financial institution]], but rather is owner of long assets which it is seeking to enhance yield
    6 KB (914 words) - 16:39, 6 December 2021
  • Rent-extraction threshold
    ...aradigm case of the second kind of renter is the global financial services institution. There are comparatively few of them, but each has a desperate, ongoing nee
    2 KB (338 words) - 10:23, 10 October 2021
  • Futures contract
    ...]] the underlying asset or item can be [[currencies]], [[securities]] or [[financial instruments]] and intangible assets or referenced items such as [[stock ind ...es a trade taking place in the future, the purpose of the futures exchange institution is to act as intermediary and minimize the risk of default by either party.
    4 KB (576 words) - 15:51, 8 September 2016
  • Unknown known
    Things that, courtesy of that tremendous fiction, the [[corporate veil]], an institution may be [[deemed]] to know, but about which none of its present representati ...by the [[Financial Services Modernization Act of 1999]] — hello, [[global financial crisis]]<ref>Yes, yes — I know it wasn’t ''just'' the repeal of [[Glass
    5 KB (725 words) - 10:55, 7 February 2023
  • DVP exemption - CASS Provision
    The first thing to note is this covers money and financial instruments ''belonging to the client'' (see CASS [[6.1.1 - CASS Provision| ...a client in the course of its MiFID business''.” The broker is not holding financial instruments belonging to a client.
    6 KB (917 words) - 11:36, 18 January 2020
  • MiFID
    [[Markets in Financial Instruments Directive]] {{eudirective|2004|39|EC}} (known as "[[MiFID]]"). (b) a credit institution authorised in accordance with Directive 2000/12/EC; <br>
    3 KB (512 words) - 13:20, 23 January 2018
  • The Corporation: The Pathological Pursuit of Profit and Power
    ...further from the truth: every transaction with a corporation is a direct, financial, participation in what it does, and represents a benefit that it wants and ...unist Party in other times and places, The Corporation is today’s dominant institution.}}
    7 KB (1,155 words) - 12:49, 24 April 2024
  • Legal
    ...a [[letter]]-reading service'''. You are employed by a regulated financial institution. By having even got in the door, you are presumed to have some kind of high
    4 KB (598 words) - 14:02, 10 December 2020
  • Selling restrictions
    ...r other, wonder whether she has stumbled upon a ''free [[option]]''. If an institution has, by its own written admission, transgressed regulations, is this not a
    5 KB (730 words) - 13:49, 29 November 2022
  • Capital requirements for bank exposures to central counterparties
    *specifying how to treat multi-level client structures whereby an institution clears its trades through intermediaries linked to a [[CCP]]; and ...]], and enters into a transaction with the [[clearing member]] acting as a financial intermediary (ie the [[clearing member]] completes an offsetting transactio
    5 KB (830 words) - 11:36, 18 January 2020
  • Flawed asset
    ...talised, {{strike|Balance-sheet levered|prudentially regulated}} financial institution, am not paying you ''any'' [[margin]].”
    4 KB (554 words) - 14:50, 28 April 2024
  • Tier 1 capital
    ...hat gives the bank’s depositors and other senior creditors — and the wider financial community we like to call “[[Systemic Solvency Club]]” — comfort that If you are a regulated financial institution — but ''only'' if you are one of those — you must “hold” a certain
    18 KB (2,882 words) - 18:39, 24 March 2023
  • Antitrust
    ...llows parasitic law firms to nuzzle away at the collective arteries of the financial system in how they write [[Netting opinion|netting opinions]] unbothered by ...bigger problem: [[too big to fail]] and [[systemically important financial institution]]: banks that are so big, and so interconnected, that if they collapse they
    6 KB (987 words) - 13:58, 16 March 2023
  • Insolvency
    ...ut of insolvency without going to the wall - and [[bank]]s and [[financial institution]]s generally will be subject to [[bank resolution and recovery regime]]s wh
    5 KB (845 words) - 19:27, 4 February 2024
  • Lateral quitter
    ...ually vulnerable.<ref>Though, some forget this. A large financial services institution recently displayed in its internal branding: “We are proud of our [[diver ...chipped out of the fossil record of one of those mass extinctions that the financial services industry undergoes every decade or so.
    10 KB (1,568 words) - 18:11, 20 January 2023
  • United States v Connolly and Black
    There are formal and informal interactions between individuals in any institution. JC has written [[Bad apple|elsewhere]] that, however much it might pain ba In this way are modern financial services employees short an ugly option: the compliance department is unlik
    8 KB (1,307 words) - 11:20, 7 April 2024
  • Cross default
    Additionally, regulated [[credit institution]]s have (or should have) enormous concerns about giving away cross default, * [[default under specified transaction]] which references default under financial contracts which do '''not''' represent indebtedness, but only as between th
    10 KB (1,601 words) - 19:27, 2 April 2024
  • This time it’s different
    ...runch and every unexpected failure of a [[systemically important financial institution]] — all of these are coded, taxonomised, analysed and canonised in your d ...ves]]. — © every [[investment banker]] ever, in the run-up to the [[global financial crisis]], 2004-8
    9 KB (1,458 words) - 07:21, 24 April 2024
  • Something for the weekend, sir?
    ...t other than specific equity analysts, it held little interest outside the institution. ...and defaults are almost nil. During stressed parts of the cycle (following financial crashes and so on) that default level can rise to five or possibly ten perc
    21 KB (3,372 words) - 17:13, 22 December 2023
  • Attack and defence
    A regulated financial services institution, likewise, must be ''flawless'' in its regulatory compliance.
    12 KB (2,027 words) - 14:04, 17 April 2023
  • 1987 ISDA wikitext
    ...issed, discharged, stayed or restrained in each case within 30 days of the institution or presentation thereof; <br> ...2), (3), (5), (6), (7) or (8) and as of the time immediately preceding the institution of the relevant proceeding or the presentation of the relevant petition upo
    71 KB (11,806 words) - 15:44, 30 January 2024
Retrieved from "https://jollycontrarian.com/index.php?title=Special:Search"