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| =By Instrument=
| | {{def|Derivative|/dɪˈrɪvətɪv/|n|{{subtable|{{financial instruments}}}}}} |
| ==[[Securities]]==
| | A [[financial instrument]], feared in Nebraska as some kind of [[Financial weapons of mass destruction|WMD]], in the cradle of the Levant as a sort of Godless gambling contract, amongst commodity producers of the Midwest (other than that one fellow in Omaha) as a legitimate [[hedging]] activity, and for legions of patient [[negotiator|negotiators]] in London, New York, Hong Kong and the thriving satellite constellation of low-cost jurisdictions from Bangalore to Nashville, a steady, dreary, unglamorous means of keeping home fires stoked and food upon the table. |
| ===[[Debt Capital Markets]]===
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| *[[Medium Term Note]] Programmes
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| *Stand Alone [[Eurobond]] Issuance
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| *[[Commercial Paper]]
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| **[[Euro Commercial Paper Programmes]]
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| **[[Asset-backed]] [[Commercial Paper]]
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| ====Supporting Documentation====
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| *Legal Documents
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| **Constituting Instruments
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| **Agency Agreements
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| **Terms and Conditions
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| **Offfering Materials
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| **[[ICMA]] form of Final Terms
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| *Board Authorisation
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| *Side Letters, Agent Appointments and Dealer Confirmations
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| ====Hedging====
| | Could be a [[swap]]<ref>Also, fondly, known as a [[sw-ŏp]], but ''never'' a [[sw-æp]]. [[Swap does not rhyme with crap|Swaps aren’t, and don’t rhyme with, crap]].</ref>, an [[option]] or a [[future]]. |
| *Term Funding
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| *Basis Risk
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| ====Offering and Resale====
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| =====Listing and Prospectus Directive=====
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| *Passporting and Home Regulators
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| *Listing Rules
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| *Regulated Stock Exchanges
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| **London Stock Exchange
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| **Irish Stock Exchange
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| **Luxembourg Stock Exchange
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| **other Stock Exchanges
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| *Non regulated market Stock Exchanges
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| **EuroMTF
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| **AIM
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| **Others
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| *ESMA-sponsored amendments to the Prospectus Directive
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| =====Selling Restrictions=====
| | Not, and especially not now, in light of the fabulous parallel regulation of the [[Securities Financing Transactions Regulation]], a [[stock loan]] or a [[repo]]. |
| *Jurisdictional Selling Restrictions Library
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| *Jurisdictional Tax Disclosure
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| =====Retail Sales=====
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| *Retail Distribution
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| **Retail Cascades
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| **Prospectus Consents
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| *Packaged Retail investor Products (PRIPs)
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| *Key Investor Disclosure document (KID)
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| =====US registration===== | | ==Warning: boring stuff below this line== |
| *SEC Registration
| | Where do you start? |
| *Safe Harbours and Exemptions
| | :{{derivativecontractdefinition}} |
| **Regulation S
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| **Rule 144A
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| ===[[Structured Securities]]===
| | :{{tag|MiFID}} definition of [[derivative]] comes from the latter half (items (4) - (10)) of the definition of “[[Financial instrument - FCA Rulebook Term|Financial Instruments]]” set out in Section C of Annex I to {{tag|MiFID}} as follows: |
| *Structured [[Medium Term Note]]s
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| *Repackagings and Securitisation
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| ===[[Exchange Traded Securities]]===
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| *[[Exchange-Traded Funds]] (ETFs)
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| *[[Exchange-Traded Notes]] (ETNs)
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| ==[[Over-The-Counter]] Transactions==
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| ===Derivatives===
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| ====[[Swaps]]====
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| =====[[ISDA]]=====
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| *{{isdama}}
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| **{{1992ma}}
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| **{{2002ma}}
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| *{{tag|ISDA}} [[Credit Support Annex]]
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| **{{1995csa}} (title transfer - English Law)
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| **{{1994csa}} (pledge - New York Law)
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| =====[[Non-ISDA]]=====
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| *[[European Master Agreement]]
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| *Domestic European master agreements
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| **[[Deutsche Rahmenvertrag]] (German Master Agreement)
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| **[[FBF]] (French Master Agreement)
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| **[[CMOF]] (Spanish Master Agreement)
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| ====Spot and Short Term Derivatives====
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| ''These contracts are not necessarily traded under an ISDA framework but may will be traded according to Exchange rules or financial institutions' "Standard Terms of Business"''
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| *[[Futures]]
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| *[[Spot]]
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| *[[Forwards]]
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| ===[[Securities Financing]]===
| | {{sa}} |
| ====Stock Lending====
| | *[[FWMD Top Trumps]] |
| *[[Global Master Securities Lending Agreement]] (GMSLA)
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| *[[Master Securities Lending Agreement]] (MSLA)
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| *[[Legacy Stock Lending Agreements]]
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| ====Repurchase Agreements====
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| *[[Global Master Repurchase Agreement]] (GMRA)
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| *[[Master Repurchase Agreement]] (MRA)
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| ===[[Commodities Trading]]===
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| ====Financial====
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| *[[Commodity Derivatives]]
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| *[[Futures]] | |
| *Commdity Indices
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| *Exchange Traded Commodity Products
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| **[[Exchange-Traded Notes]]
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| **[[Exchange-Traded Funds]]
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|
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|
| ====Physical====
| | {{ref}} |
| =====Oil and Refined Products=====
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| =====Freight=====
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| =====Energy=====
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| *Coal
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| *Power
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| *Gas
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| *Carbon/Emissions
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| =====Metals=====
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| *Base Metals
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| *Precious Metals
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| =====Agrigultural Commodities=====
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| ====Commodities Documentation====
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| *[[ISDA Commodities Definitions]]
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| *[[EFET]] - European Federation of Energy Traders Master Agreements (Power and Gas)
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| *[[IETA]] - International Emissions Trading Agreement
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| *[[SCOTA]] - Standard Coal Trading Agreement
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| | |
| ===[[Prime Brokerage]]===
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| (in scope?)
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| ==By Asset Class==
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| *[[Equity Derivatives]]
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| *[[Credit Derivatives]]
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| *[[Currency Derivatives]]
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| *[[Interest Rate Derivatives]]
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| *[[Commodity Derivatives]]
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| ==By Risk==
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| ===Market Risk===
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| ====Market Disruption====
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| ====Gap Risk====
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| ===Credit Risk===
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| ====Collateral and Credit Support====
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| =====Collateral =====
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| ======Overview======
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| *Treasury, Liquidity implications of Collateral posting and recieving
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| *Rehypothecation and Client Assets protection
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| ======Credit Support Annex======
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| *1994 NY Pledge form of CSA
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| *1995 english Law Title Transfer
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| ======Eligible Collateral======
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| *Cash
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| *Sovereign Bonds
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| *Corporate Bonds
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| *Other Assets
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| **Letters of Credit
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| =====Non-Collateral Credit Support=====
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| *Guarantees
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| *"Liens" and Security Interests
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| ====Intercreditors and Loan financing====
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| ==Regulatory Environment==
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| Implications for derivatives and capital markets transactions of regulatory initiatives. ''This should cross reference where appropriate the Financial Services Module''
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| ====Supervision and Market Infrastructure====
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| *[[Dodd Frank]]
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| *[[European Market Infrastructure Regulation]] (EMIR)
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| ====Investor Protection====
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| *[[MiFID]]
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| *[[Prospecus Directive/PRIPS]]
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| ====Capital, Liquidity and Financial Stability====
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| =====Regulations=====
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| *[[Capital Requirements Directive]] (CRD4)
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| *[[Basel III]]
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| =====Market Making=====
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| =====Netting=====
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| =====Risk Weighted Asset Classification=====
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| *[[Banking book]]
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| *[[Trading Book]]
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| ===Mandatory Clearing===
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| ===Suitability===
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