Shortfall - FCA Rulebook Term: Difference between revisions

Revision as of 08:44, 2 April 2015

— Section Shortfall

CASS Anatomy™

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IMPORTANT: CASS changed quite a bit after MiFID II. This resource therefore may well be out of date, even if it was accurate once, which it might not have been. This is an article about the FCA’s custody and client money rules — client assets — and is fondly known by its chapter in the FCA Sourcebook Table of Contents \| 1 \| 1A \| 3 \| 5 \| 6 (custody rules) \| 7 (client money rules) \| 7A \| 8 \| 9 (PBDA) \| 10

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