Template:Cobsanatomy: Difference between revisions

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====Conduct of Business====
====Conduct of Business====
This is an article about the {{tag|FCA}}'s [[COBS|conduct of business]] rules, known by its chapter in the [[FCA]] Sourcebook, {{tag|COBS}}, which implement, among other things, {{tag|MiFID}}.
This is an article about the {{tag|FCA}}'s [[COBS|conduct of business]] rules, known by its chapter in the [[FCA]] Sourcebook, {{tag|COBS}}, which implement, among other things, {{tag|MiFID}} (directive {{eudirective|2004|39|EC}} and implementing directive {{eudirective|2006|73|EC}}).


<small>'''Navigation''':  [[COBS Anatomy|Table of Contents]]  |  {{cobsprov|1}}  |  {{cobsprov|2}}  |  {{cobsprov|3}}  |  {{cobsprov|4}}  |  {{cobsprov|5}}  |  {{cobsprov|6}}  |  {{cobsprov|7}}  |  {{cobsprov|8}}  |  {{cobsprov|9}}  |  {{cobsprov|10}}  |  {{cobsprov|11}}  |  {{cobsprov|12}}  |  {{cobsprov|13}}  |  {{cobsprov|14}}  |  {{cobsprov|15}}  |  {{cobsprov|16}}  |  {{cobsprov|17}}  |  {{cobsprov|18}}  |  {{cobsprov|19}}  |  {{cobsprov|20}}  |  {{cobsprov|21}}  |  {{cobsprov|Transchedule}}  |  </small><br>
<small>'''Navigation''':  [[COBS Anatomy|Table of Contents]]  |  {{cobsprov|1}}  |  {{cobsprov|2}}  |  {{cobsprov|3}}  |  {{cobsprov|4}}  |  {{cobsprov|5}}  |  {{cobsprov|6}}  |  {{cobsprov|7}}  |  {{cobsprov|8}}  |  {{cobsprov|9}}  |  {{cobsprov|10}}  |  {{cobsprov|11}}  |  {{cobsprov|12}}  |  {{cobsprov|13}}  |  {{cobsprov|14}}  |  {{cobsprov|15}}  |  {{cobsprov|16}}  |  {{cobsprov|17}}  |  {{cobsprov|18}}  |  {{cobsprov|19}}  |  {{cobsprov|20}}  |  {{cobsprov|21}}  |  {{cobsprov|Transchedule}}  |  </small><br>

Revision as of 09:00, 9 March 2015

Conduct of Business

This is an article about the FCA's conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).

Navigation: Table of Contents | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | Transchedule |
MiFID Navigation: 25 | 28 |

FCA Handbook - COBS Rules
COBS Anatomy
Anatomy™: AIFMD | CASS | COBS | Conference calls | Confis | CRR | CSA | EMIR | Equity Derivatives | FOA PCA | FUND | GMRA | GMSLA | ISDA | OSLA | PB | Swapclear | UCITS