Collateral - CASS Provision: Difference between revisions

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{{cassquote|{{CASS Section 3}}|3}}
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{{cassanatomy}}

Revision as of 16:14, 2 June 2020

CASS Anatomy™


IMPORTANT: CASS changed quite a bit after MiFID II. This resource therefore may well be out of date, even if it was accurate once, which it might not have been. This is an article about the FCA’s custody and client money rules — client assets — and is fondly known by its chapter in the FCA SourcebookTable of Contents | 1 | 1A | 3 | 5 | 6 (custody rules) | 7 (client money rules) | 7A | 8 | 9 (PBDA) | 10

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Klicken hier für die original CASS rule 3.1.